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Securities Law
Practice Areas: Disability insurance claims, whether as ERISA covered employee benefits or under private policies. Employment claims involving sexual harassment, discrimination, wrongful termination, and whistle blowing. Securities claims by investors against their broker and general litigation matters. I am a member of the National Association of Employment Lawyers and have written and lectured to bar groups on disability insurance issues.I am a graduate of Rutgers College and Law School and hold a Masters in Law from New York University Law School and was a trial attorney for the U.S. Securities & Exchange Commission. Counties of Practice: Bergen, Passaic Bar Membership: New Jersey, New York, California
Practice Areas: Securities and Corporate Attorney: Represent private and public companies (i.e. Broker/dealers, Investment advisers, Venture capitalists, Limited Partnerships, LLCs, Corporations), regarding general corporate legal matters, Regulation of formal/informal disclosure requirements, SEC Laws ('33, '34 and '40 Acts), NASD Rules and Regulations, NASDAQ Listing Requirements, Rule 144 transactions, OTCBB applications, Blue Sky laws, Private Placements, IPOs, Secondary Offerings, SEC EDGAR filings (Proxy Statements, 10-Ks, 10-Qs, 8-Ks, 3, 4, 5, and 13Gs & 13Ds). Counties of Practice: All Counties. Bar Membership: New Jersey
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